-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IyN6ECDaUW2HxAFc9K3K2g5TejY/J5pso04H/wC+A65HfJeBpVDvWMcmQ5mjlgO4 rYUaYEZ4F/gSvtNII6nSsA== 0000950134-02-001332.txt : 20020414 0000950134-02-001332.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950134-02-001332 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 GROUP MEMBERS: JAMES B HOOVER SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUOVADX INC CENTRAL INDEX KEY: 0001094561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 850373486 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-58767 FILM NUMBER: 02546153 BUSINESS ADDRESS: STREET 1: 6400 SOUTH FIDLERS GREEN CIRCLE STREET 2: STE 540 CITY: ENGLEWOOD STATE: CO ZIP: 80111 BUSINESS PHONE: 3034882019 MAIL ADDRESS: STREET 1: 6400 S FIDDLERS GREEN CIRCLE STREET 2: STE 1400 CITY: ENGLEWOOD STATE: CO ZIP: 80111 FORMER COMPANY: FORMER CONFORMED NAME: XCARE NET INC DATE OF NAME CHANGE: 19990907 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAUPHIN CAPITAL PARTNERS I LP CENTRAL INDEX KEY: 0001065501 IRS NUMBER: 134028511 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 108 FOREST AVENUE CITY: LOCUST VALLEY STATE: NY ZIP: 115604 BUSINESS PHONE: 5167593339 MAIL ADDRESS: STREET 1: 108 FOREST AVENUE CITY: LOCUST VALLEY STATE: NY ZIP: 11560 SC 13G/A 1 d94243a1sc13ga.txt AMENDMENT NO. 1 TO SCHEDULE 13G Schedule 13G/A Page 1 of 6 ================================================================================ SEC 1745 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF (6-00) INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER. ================================================================================ --------------------------- OMB APPROVAL --------------------------- OMB Number: 3235-0145 Expires: October 31, 2002 Estimated average burden hours per response ... 14.9 --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) QUOVADX, INC. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 74913K106 - -------------------------------------------------------------------------------- (CUSIP Number) DECEMBER 31, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is Filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Schedule 13G/A Page 2 of 6 CUSIP No. 74913K106 --------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). James B. Hoover - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [X] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States of America - -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 34,838 Beneficially ------------------------------------------------------------ Owned by Each 6. Shared Voting Power 475,926* Reporting Person ------------------------------------------------------------ With 7. Sole Dispositive Power 34,838 ------------------------------------------------------------ 8. Shared Dispositive Power 475,926* - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 530,764** and *** - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 1.8%** and *** - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Schedule 13G/A Page 3 of 6 CUSIP No. 74913K106 --------- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Dauphin Capital Partners I, L.P. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- Number of Shares 5. Sole Voting Power 475,926 Beneficially ------------------------------------------------------------- Owned by Each 6. Shared Voting Power -0- Reporting Person ------------------------------------------------------------- With 7. Sole Dispositive Power 475,926 ------------------------------------------------------------- 8. Shared Dispositive Power -0- - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 485,926*** - -------------------------------------------------------------------------------- 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 1.6%*** - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- Schedule 13G/A Page 4 of 6 ITEM 1. (a) Quovadx, Inc. (b) 6400 S. Fiddler's Green Circle, Suite 1400, Englewood, CO 80111 ITEM 2. (a) James B. Hoover Dauphin Capital Partners I, L.P. (c) 108 Forest Ave., Locust Valley, NY 11560 (b) United States of America (c) Common Stock (d) 74913K 10 6 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13D-1(b) OR 240.13D-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A: Not Applicable. ITEM 4. OWNERSHIP (a) Amount beneficially owned: James Hoover: 530,764** and *** Dauphin Capital Partners I, L.P.: 485,926*** (b) Percent of class: James Hoover: 1.8%** and *** Dauphin Capital Partners I, L.P.: 1.6%*** (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: **** (ii) Shared power to vote or to direct the vote: **** (iii) Sole power to dispose or to direct the disposition of: **** (iv) Shared power to dispose or to direct the disposition of: **** Schedule 13G/A Page 5 of 6 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [X]. ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not Applicable. ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not Applicable. ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not Applicable. ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not Applicable. ITEM 10. CERTIFICATION Not Applicable. - --------------- * Shares held by Dauphin Capital Partners I, L.P. Mr. Hoover is a managing member of the general partner of this entity. ** Includes 10,000 shares which may be acquired within 60 days of December 31, 2001 upon exercise of options held by James B. Hoover. *** Includes 10,000 shares which may be acquired within 60 days of December 31, 2001 by Dauphin Management, LLC upon exercise of options. Such options may also be deemed to be indirectly beneficially owned by Dauphin Capital Partners I, L.P., DCP I, LLC, and James B. Hoover. Each member of the foregoing entities, including James B. Hoover, who is a Managing Member of DCP I, LLC, the General Partner of Dauphin Capital Partners I, L.P., and a director of Quovadx, Inc., disclaims beneficial ownership of the options held except to the extent of his proportionate pecuniary interest. **** Lines 5-8 of pages 2 and 3 of this Schedule 13G/A are incorporated by reference and show, respectively, the ownership of each reporting person. Schedule 13G/A Page 6 of 6 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2002 ---------------------------------- Date /s/ JAMES B. HOOVER ---------------------------------- Signature James B. Hoover ---------------------------------- Name After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2002 ---------------------------------- Date /s/ JAMES B. HOOVER ---------------------------------- Signature James B. Hoover, Managing Member of the General Partner of Dauphin Capital Partners I, L.P. ------------------------------------- Name/Title -----END PRIVACY-ENHANCED MESSAGE-----